MANAGEMENT

Ronald (Rocky) Stein

Executive Director/Head of Institutional Division

rstein Mr. Stein has a wide range of experience in investment banking, as well as in sales and trading. Prior to joining Stanford, he was a partner in a regional investment banking firm that specialized in public and private offerings for small and mid-size companies. Prior thereto, he was a retail sales executive with a national brokerage firm. Mr. Stein has a B.A. in business administration from Florida International University and is a member of the National Investment Banking Association (NIBA).

William (Bill) R. Fusselmann

Managing Director, Institutional Division

BFusselmann Mr. Fusselmann has a wide-ranging background in investment banking, research and portfolio management. Prior to joining Stanford Group Company, he was Senior Vice President for a regional investment banking firm, where he was involved in numerous public and private offerings and financial advisory assignments. Prior thereto, he was a senior portfolio manager for a life and casualty insurer. Mr. Fusselmann has a degree in business administration from the University of Miami and is also a Chartered Financial Analyst (CFA).